Regulations

Regulation 4/02 on Main Prudential Standards, Their Limits, Calculation, Composition of Elements in Calculation, the Extent of Breaches of Stated Prudential Standards of Investment Companies

Regulation 4/04 on Prospectus and Reports of The Reporting Issuers

Regulation 4/08 on the Procedure of Public Disclosure of Reports, References, Explanatory notes and Other Such Documents Submitted to the Central Bank of the Republic of Armenia for Purposes of Performing Off-site Supervision Over Supervised Entities in the Securities Market and Exceptions to the Requirement of Public Disclosure of these Documents

Regulation 4/09 on Criteria Presented to The Person Conducting Audit of Financial-Economic Activities of Reporting Issuer

Regulation 4/10 on Composition of Securities Tender Offer Statement, Procedure of Publication of Tender Offer and Amendments of Conditions of Tender Offer, Procedure of Calculation of Tender Offer Market Price, Procedure of Mandatory Tender Offer in Case of Revocation of Permission of Securities to Trade in The Regulated Market, Procedure of Execution of Any Public Tender Offer or Advice on Acceptance or Refusal of Securities Tender Offer

Regulation 5/01 on Registration and Licensing of the Regulated Market Operator, the Rules for Obtaining a Preliminary Consent to Acquire Significant Participation in Statutory Capital of the Regulated Market Operator, the Rules, Forms and Terms for Submitting the Business Plan

Regulation 5/03 on Reports of Regulated Market Operator to be Submitted to the Central Bank, Submission Procedure, Forms and Terms

Regulation 5/04 on Reporting by Central Depository to the Central Bank, Procedure, Forms and Terms

Regulation 5/05 on Procedure of Reporting by Regulated Market Operator to The Central Bank of Violations Committed by Regulated Market Participants and Reporting Issuers

Regulation 5/06 on Volume and Publication Procedure of  Information on the Website by Regulated Market Operator

Regulation 5/07 on Additional Requirements on Handling Nominees’ Accounts

Regulation 8/03 on Information Publication by Banks, Credit Organizations, Insurance Companies, Insurance Brokers, Investment Companies, Central Depository and Payment and Settlement Organizations Implementing Money Remittances

Regulation 8/04 on Minimum Conditions and Principles for Internal Rules, Regulating the Procedure of Examination of Complaints/Claims of Customers

Regulation 33 on Custodial Activities of Securities

Resolution 114-N on Approval of Guideline on Acquisition of Qualified or Other Holding in Bank or Holding Position of Manager of a Bank, Acquisition of Qualified Holding in Insurance Company or Holding Position of Manager in Insurance Company or Responsible Official of Insurance Brokerage Company, Acquisition of Qualified Holding in Investment Company, Regulated Market Operator, Central Depository or Holding Position of Mmanager

 

 

Updated by 27.02.2013