Regulations

Regulation 4/02 on Main Prudential Standards, Their Limits, Calculation, Composition of Elements in Calculation, the Extent of Breaches of Stated Prudential Standards of Investment Companies

Regulation 4/05 on The Qualification of Managers of Persons Providing Investment Services, the Operator and the Central Depositary and Natural Persons Providing Investment Services, Their Professional Compliance Criteria and the List of Topics for Qualification Test

Regulation 4/06 on Criteria for Certifying as Qualified Investors and Procedure on Registration of Qualified Investors

Regulation 4/07 on Requirements on Investment Services Providers’ Activities

Regulation 4/11 on Requirements for the Entity Implementing Audit of Financial and Economic Activity of Investment Firms

Regulation 4/12 on Rules on the Protection of Customers Funds of Investment Service Providers

Regulation 8/03 on Information Publication by Banks, Credit Organizations, Insurance Companies, Insurance Brokers, Investment Companies, Central Depository and Payment and Settlement Organizations Implementing Money Remittances

Regulation 8/04 on Minimum Conditions and Principles for Internal Rules, Regulating the Procedure of Examination of Complaints/Claims of Customers

Regulation 10/01 on Registration and Licensing of Investment Fund Managers and Branches of Foreign Investment Fund Manager; Registration of Branches of Investment Fund Manager and Representative Offices of Investment Fund Manager and Foreign Investment Fund Manager; Re-Registration and Re-Licensing of Investment Companies as Investment Fund Managers; Acquisition of Qualified Holding in Statutory Fund of Investment Fund Manager; Procedure, Forms and Periods of Submission of Work plans, Reports on their Amendments and Execution by Investment Fund Managers, their Branches and Branches of Foreign Investment Fund Manager

Regulation 10/02 on Prudential Standards of Management Company, Sizes Thereof (Including Minimum Size of Mandatory Holding of Management Company in Each Investment Fund Under Management of Management Company), Minimum Size of Infringement of Prudential Standards, Which are Grounds for Revocation of Licence (Permission) of Management Company

Regulation 10/04 on the Procedure of Calculation of Net Asset Value of Investment Funds

Regulation 10/05 on Accreditation of Managers of Investment fund Managers and Custodians, Natural Persons Executing Investment Fund Management Activity and Investment Fund Custody Keeping, Criteria For Their Professional Compliance and List of Topics for Assessing their professional qualification

Regulation 10/07 on Application Forms for Selection of Mandatory Pension Fund, Exchange of Fund’s Units Submission Procedure Thereof

Regulation 10/09 on Requirements to Procedure for Issue of Units of Mandatory Pension Funds, Rules for Acquisition of Participation and Redemption of Units in Mandatory Pension Fund by the Pension Management Company

Regulation 10/10 on Investment Limits of Investment Funds

Regulation 10/11 on Terms and Conditions for Registration of Investment Fund (Fund Rules), Issuing Permission to Sell Securities of Foreign Investment Fund in the Republic of Armenia

Regulation 10/14 on Procedure of Calculation of Net Asset Value for Determining Taxable Profit

Resolution 1190-N on Determining Quantitative and Foreign Currency Restrictions on Investments in Financial Instruments for Voluntary Pension Fund’s Assets

Resolution 114-N on Approval of Guideline on Acquisition of Qualified or Other Holding in Bank or Holding Position of Manager of a Bank, Acquisition of Qualified Holding in Insurance Company or Holding Position of Manager in Insurance Company or Responsible Official of Insurance Brokerage Company, Acquisition of Qualified Holding in Investment Company, Regulated Market Operator, Central Depository or Holding Position of Mmanager

 

Updated by 22.05.2013